Browse Shares Archive
Square Mile brought to account
Penny shares stockbroker Square Mile Securities has been fined £250,000 by the Financial Services Authority (FSA) for employing high-pressure selling techniques.
The company was found to be using ‘unacceptable sales practices’ following a review of 55 transactions. High-pressure...
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LSE gets serious over online compliance
The London Stock Exchange (LSE) has fined nine Aim companies a combined £95,000 for failing to meet new website rules.
The companies, which have not been named, were hit with penalties of between £3,000 and £15,000. This was following the introduction of new regulations on 20 August...
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