Browse Shares Archive

Square Mile brought to account

Penny shares stockbroker Square Mile Securities has been fined £250,000 by the Financial Services Authority (FSA) for employing high-pressure selling techniques. The company was found to be using ‘unacceptable sales practices’ following a review of 55 transactions. High-pressure... READ MORE >>

LSE gets serious over online compliance

The London Stock Exchange (LSE) has fined nine Aim companies a combined £95,000 for failing to meet new website rules. The companies, which have not been named, were hit with penalties of between £3,000 and £15,000. This was following the introduction of new regulations on 20 August... READ MORE >>